Historical recurrence

Historical recurrence is the repetition of similar events in history.^[a][b] The concept of historical recurrence has variously been applied to overall human history (e.g., to the rises and falls of empires), to repetitive patterns in the history of a given polity, and to any two specific events which bear a striking similarity.^[4]

Mark Twain: "[A] favorite theory of mine [is] that no occurrence is sole and solitary, but is merely a repetition of a thing which has happened before, and perhaps often."^[1]

Hypothetically the concept of historical recurrence might assume the form of the Doctrine of Eternal Recurrence, which has been written about in various forms since antiquity and was described in the 19th century by Heinrich Heine^[c] and Friedrich Nietzsche.^[d]

While it is often remarked that "history repeats itself", in cycles of less than cosmological duration this cannot be strictly true.^[e] In this interpretation of recurrence, as opposed perhaps to the Nietzschean interpretation, there is no metaphysics. Recurrences take place due to ascertainable circumstances and chains of causality.^[f]

In his book The Idea of Historical Recurrence in Western Thought, G. W. Trompf traces historically recurring patterns of political thought and behavior in the west since antiquity.^[4] If history has lessons to impart, they are to be found par excellence in such recurring patterns.

Authors

Polybius

Ancient western thinkers who thought about recurrence were largely concerned with cosmological rather than historical recurrence (see "eternal return", or "eternal recurrence").^[12] Western philosophers and historians who have discussed various concepts of historical recurrence include the Greek Hellenistic historian Polybius (c. 200 – c. 118 BCE), the Greek historian and rhetorician Dionysius of Halicarnassus (c. 60 BCE – after 7 BCE), Luke the Evangelist, Niccolò Machiavelli (1469–1527), Giambattista Vico (1668–1744), Correa Moylan Walsh (1862–1936), and Arnold J. Toynbee (1889–1975).^[4]

An eastern concept that bears a kinship to western concepts of historical recurrence is the Chinese concept of the Mandate of Heaven, by which an unjust ruler will lose the support of Heaven and be overthrown.^[13] Confucius (ca. 551 – ca. 479 BCE) urged: "Study the past if you would define the future."^[14]

In the Islamic world, Ibn Khaldun (1332–1406) wrote that asabiyyah (social cohesion or group unity) plays an important role in a kingdom's or dynasty's cycle of rise and fall.^[15]

G. W. Trompf describes various historical paradigms of historical recurrence, including paradigms that view types of large-scale historical phenomena variously as "cyclical"; "fluctuant"; "reciprocal"; "re-enacted"; or "revived".^[16] He also notes "[t]he view proceeding from a belief in the uniformity of human nature [Trompf's emphasis]. It holds that because human nature does not change, the same sort of events can recur at any time."^[17] "Other minor cases of recurrence thinking", he writes, "include the isolation of any two specific events which bear a very striking similarity, and the preoccupation with parallelism, that is, with resemblances, both general and precise, between separate sets of historical phenomena" (emphasis in original).^[17]

Lessons

Trompf notes that most western concepts of historical recurrence imply that "the past teaches lessons for ... future action"—that "the same ... sorts of events which have happened before ... will recur".^[7] One proponent of the idea of cosmic cycles was Poseidonius (a Greek polymath, native to Apamea, Syria; c. 135–51 BCE), who argued that dissipation of the old Roman virtues had followed the removal of the Carthaginian challenge to Rome's supremacy in the Mediterranean world.^[18]

Toynbee

The theme that civilizations flourish or fail according to their responses to the human and environmental challenges that they face, was picked up two thousand years later by Arnold J. Toynbee.^[19]

Dionysius of Halicarnassus (c. 60 BCE – after 7 BCE), after praising Rome, anticipated its eventual decay, suggesting the idea of recurring decay in the history of world empires—an idea developed by the Greek historian Diodorus Siculus (1st century BCE) and by Pompeius Trogus, a 1st-century BCE Roman historian from a Celtic tribe in Gallia Narbonensis.^[20]

By the late 5th century, Zosimus (also called "Zosimus the Historian"; fl. 490s–510s: a Byzantine historian who lived in Constantinople) could see the writing on the Roman wall, and asserted that empires fell due to internal disunity. He gave examples from the histories of Greece and Macedonia. In Rome's decay, Zosimus saw history repeating itself in its general movements, which he related to the Fates and "astral orbits".^[21]

The ancients developed an enduring metaphor for a polity's evolution, drawing an analogy between an individual human's life cycle and developments undergone by a body politic: this metaphor was offered, in varying iterations, by Cicero (106–43 BCE), Seneca (c. 1 BCE – 65 CE), Florus (c. 74 CE – c. 130 CE), and Ammianus Marcellinus (between 325 and 330 CE – after 391 CE).^[22] This social-organism metaphor, which has been traced back to the Greek philosopher and polymath Aristotle (384–322 BCE),^[23] would recur centuries later in the works of the French philosopher and sociologist Auguste Comte (1798–1857), the English philosopher and polymath Herbert Spencer (1820–1903), and the French sociologist Émile Durkheim (1858–1917).^[23]

Machiavelli

Niccolò Machiavelli, analyzing the state of Florentine and Italian politics between 1434 and 1494, described recurrent oscillations between "order" and "disorder" within states:^[24]

when states have arrived at their greatest perfection, they soon begin to decline. In the same manner, having been reduced by disorder and sunk to their utmost state of depression, unable to descend lower, they, of necessity, reascend, and thus from good they gradually decline to evil and from evil mount up to good.^[24]

Machiavelli accounts for this oscillation by arguing that virtù (valor and political effectiveness) produces peace, peace brings idleness (ozio), idleness disorder, and disorder rovina (ruin). In turn, from rovina springs order, from order virtù, and from this, glory and good fortune.^[24] Machiavelli, as had the ancient Greek historian Thucydides, saw human nature as remarkably stable—steady enough for the formulation of rules of political behavior. Machiavelli wrote in his Discorsi:

Whoever considers the past and the present will readily observe that all cities and all peoples ... ever have been animated by the same desires and the same passions; so that it is easy, by diligent study of the past, to foresee what is likely to happen in the future in any republic, and to apply those remedies that were used by the ancients, or not finding any that were employed by them, to devise new ones from the similarity of events.^[25]

Ibn Khaldun

In 1377, the Arab scholar Ibn Khaldun, in his Muqaddima (or Prolegomena), wrote that when nomadic tribes become united by asabiyya—Arabic for "group feeling", "social solidarity", or "clannism"—their superior cohesion and military prowess puts urban dwellers at their mercy. Inspired often by religion, they conquer the towns and create new regimes. But within a few generations, writes Ibn Khaldun, the victorious tribesmen lose their asabiyya and become corrupted by luxury, extravagance, and leisure. The ruler, who can no longer rely on fierce warriors for his defense, will have to raise extortionate taxes to pay for other sorts of soldiers, and this in turn may lead to further problems that result in the eventual downfall of his dynasty or state.^[26]

Joshua S. Goldstein suggests that empires, analogously to an individual's midlife crisis, experience a political midlife crisis: after a period of expansion in which all earlier goals are realized, overconfidence sets in, and governments are then likely to attack or threaten their strongest rival. Goldstein cites four examples: the British Empire and the Crimean War; the German Empire and the First World War; the Soviet Union and the Cuban Missile Crisis; the United States and the Vietnam War.^[27]

Similarities

One "minor case of recurrence thinking" identified by G. W. Trompf involves "the isolation of any two specific events which bear a very striking similarity" and a "preoccupation with parallelism, that is with resemblances, both general and precise, between separate sets of historical phenomena".^[7]

Johnson

In the 18th century, Samuel Johnson wrote that people are "all prompted by the same motives, all deceived by the same fallacies, all animated by hope, obstructed by danger, entangled by desire, and seduced by pleasure".^[28]

Karl Marx, having in mind the respective coups d'état of Napoleon I (1799) and his nephew Napoleon III (1851), wrote acerbically in 1852: "Hegel remarks somewhere that all facts and personages of great importance in world history occur, as it were, twice. He forgot to add: the first time as tragedy, the second time as farce."^[29]

Putatively Plutarch

In The Trouble with History, Adam Michnik writes: "The world is full of inquisitors and heretics, liars and those lied to, terrorists and the terrorized. There is still someone dying at Thermopylae, someone drinking a glass of hemlock, someone crossing the Rubicon, someone drawing up a proscription list."^[30] The Spanish-American philosopher George Santayana observed: "Those who cannot remember the past are condemned to repeat it."^[31]

Becket (center)

Plutarch's Parallel Lives traces the similarities between pairs of historical figures, one Greek and one Roman.^[32]

In 1812, French Emperor Napoleon – born a Corsican outsider – was unprepared for an extended winter campaign yet invaded the Russian Empire, precipitating the fall of the French Empire; and in 1941, German Führer Adolf Hitler – born an Austrian outsider – was unprepared for an extended winter campaign yet invaded the Russian Empire's Soviet successor state, which was ruled by Joseph Stalin, born a Georgian outsider, thus precipitating the fall of the Third Reich.^[33]

Gandhi

Mahatma Gandhi worked to liberate his compatriots by peaceful means and was shot dead; Martin Luther King Jr. worked to liberate his compatriots by peaceful means and was shot dead.^[34]

Over history, confrontations between peoples – typically, geographical neighbors – help consolidate the peoples into nations, at times into frank empires; until at last, exhausted by conflicts and drained of resources, the once militant polities settle into a relatively peaceful habitus.^[35][g] Martin Indyk observes: "Wars often don't end until both sides have exhausted themselves and become convinced that they are better off coexisting with their enemies than pursuing a futile effort to destroy them."^[37]

Since before recorded history, adverse environmental changes have affected the prosperity and the very survival of human societies. Christopher de Bellaigue writes:

"Like the Maya and the Akkadians we have learned that a broken environment aggravates political and economic dysfunction and that the inverse is also true. Like the Qing we rue the deterioration of our soils. But the lesson is never learned. [...] Denialism [...] is one of the most fundamental of human traits and helps explain our current inability to come up with a response commensurate with the perils we face."^[38]

Polities, at their peril, now effectively ignore geologists', oceanographers', atmospheric scientists', biologists', and climatologists' warnings of tipping points in the climate system that are on course to destroy all of mankind. Joshua Busby, writing in Foreign Affairs, argues that "climate change matters more than anything else."^[39][h][i]

John Vaillant

Humans, empirically-minded, tend to doubt what has not been presented by their own senses or by unquestioned authorities, and inertly to not act unless compelled by forces of circumstances. John Vaillant, author of the book Fire Weather, writes – in reference to the global-warming crisis – of "the self-protective tendency to favor the status quo over a potentially disruptive scenario one has not witnessed personally."^[42]

Fintan O'Toole discusses, using historic examples, how external threats to a country – or even mere allegations of such threats – can serve politicians' efforts to suppress internal liberties and dissent:

[I]mperial fantasies create the conditions for an imperial presidency... that leverages supposed foreign dangers to justify domestic tyranny. In 1793 James Madison warned that "war is in fact the true nurse of executive aggrandizement." International adventures, he wrote, inflate the persona of the president [of the United States] and unleash the "strongest passions, and most dangerous weaknesses of the human breast: ambition, avarice, vanity." Five years later Madison wrote to Thomas Jefferson, "Perhaps it is a universal truth that the loss of liberty at home is to be charged to provisions against danger, real or pretended, from abroad."^[43]

Gellhorn

Fintan O'Toole writes about American war correspondent Martha Gellhorn (1908–1998):

Her dispatches were not first drafts of history; they were letters from eternity. ... To see history – at least the history of war – in terms of people is to see it not as a linear process but as a series of terrible repetitions ... It is her ability to capture ... the terrible futility of this sameness that makes Gellhorn's reportage so genuinely timeless. [W]e are ... drawn... into the undertow of her distraught awareness that this moment, in its essence, has happened before and will happen again.^[44]

Ruth Ben-Ghiat, in Strongmen: Mussolini to the Present (2020), documents the "viral recurrence" around the world, over the past century, of despots and authoritarians "with comparable strategies of control and mendacity".^[45]

See also

• The Anatomy of Revolution
• Aristophanes' comedy The Frogs (405 BCE) noted that bad coin drives good coin out of circulation (as per the later Gresham's law), even as ruthless politicians drive "upright, blameless" men out of a polity's governance.
• Authoritarianism
• Cliodynamics
• Cognitive inertia
• Collapsology
• Dynastic cycle
• Ecocide
• Iron law of oligarchy
• Nuclear close calls
• Repetition, a related concept by Søren Kierkegaard
• Social cycle theory
• Thucydides Trap
• Yuasa Phenomenon – migration of center of activity of world science

Notes

1. Mark Twain writes of "a favorite theory of mine—to wit, that no occurrence [Twain's emphasis] is sole and solitary, but is merely a repetition of a thing which has happened before, and perhaps often." (A "repeat occurrence" is the definition of "recurrence".)^[1] A similar thought of uncertain attribution has been ascribed to Twain: "History does not repeat itself, but it rhymes."^[2]
2. Herman Melville, in his poetry, "declare[d a] belief... that all history is mere iteration ('Age after age shall be/As age after age has been')..."^[3]
3. Philosopher Walter Kaufmann quotes Heinrich Heine: "[T]ime is infinite, but the things in time, the concrete bodies, are finite. They may indeed disperse into the smallest particles; but these particles, the atoms, have their determinate numbers, and the numbers of the configurations which, all of themselves, are formed out of them are also determinate. Now, however long a time may pass, according to the eternal laws governing the combinations of this eternal play of repetition, all configurations which have previously existed on this earth must yet meet, attract, repulse, kiss, and corrupt each other again..."^[5]
4. The concept of "eternal recurrence" is central to the writings of Friedrich Nietzsche. It appears in The Gay Science and in Thus Spoke Zarathustra, and also in a posthumous fragment. Walter Kaufmann suggests that Nietzsche may have encountered the concept in the writings of Heinrich Heine.^[6]
5. G.W. Trompf writes: "The idea of exact recurrence... was rarely incorporated into... these views, for in the main they simply presume the recurrence of sorts of events, or... event-types, -complexes, and -patterns."^[7]
6. In 1814 Pierre-Simon Laplace published an early articulation of causal or scientific determinism: "We may regard the present state of the universe as the effect of its past and the cause of its future. An intellect which at a certain moment would know all forces that set nature in motion, and all positions of all items of which nature is composed, if this intellect were also vast enough to submit these data to analysis, it would embrace in a single formula the movements of the greatest bodies of the universe and those of the tiniest atom; for such an intellect, nothing would be uncertain and the future, just like the past, would be present before its eyes."^[8] (A similar view had earlier been presented in 1763 by Roger Boscovich.^[9]) Dutch Nobel-laureate theoretical physicist Gerard 't Hooft takes the same view: if it were possible to have perfect knowledge of the state of every particle ("quantum of energy") in the universe, their future would be seen as perfectly determined.^[10][11]
7. Victor Bulmer-Thomas writes: "Imperial retreat is not the same as national decline, as many other countries can attest. Indeed, imperial retreat can strengthen the nation-state just as imperial expansion can weaken it."^[36]
8. On 8 October 2018 the Intergovernmental Panel on Climate Change published a report stating that, if drastic changes in the global energy base and lifestyle are not made by about 2030, civilization on planet Earth will become unsalvageable.^[40]
9. Trevor Jackson writes: "Totally halting fossil fuel use would entail the destruction (or stranding, meaning to render unusable and unsellable) of upward of $13 trillion in capital assets. Fossil fuel companies, in turn, are inextricable from the financial institutions that fund them, so that capital stranding would also mean a generalized financial crisis and the collapse of tax revenues for governments around the world, to which could be added job losses, evaporated pensions, and so on. ... There is no sign of a political appetite for such a collapse, and it is difficult to imagine a political party winning an election on the promise of causing one. Instead the politics of climate change has run in the opposite direction: more drilling, more burning, more energy, more production – and people, not assets, are stranded."^[41]