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Investment Banking Exam
Examination administered by the U.S. government From Wikipedia, the free encyclopedia
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The Limited Representative – Investment Banking Exam, commonly referred to as the Series 79, is an examination administered by the U.S. Financial Industry Regulatory Authority (FINRA) for investment banking professionals. The examination is designed to qualify candidates for a limited scope of activities as investment bankers, without the full requirements of the General Securities Representative Exam (Series 7).[1]
This article relies largely or entirely on a single source. (January 2020) |
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See also
Wikibooks has a book on the topic of: NASD Series License
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